What drives states to join universal WMD treaties

Our understanding of WMD treaties is largely based on what we know about the nuclear Non-Proliferation Treaty (NPT). In a new article, Jan Karlas studies state participation in all 10 universal treaties. He finds that states ratify those treaties for a variety of reasons.

Currently, there are 10 universal treaties that were adopted since the end of the Second World War and regulate weapons of mass destruction (WMD). These treaties limit the possession or testing of nuclear weapons (nuclear weapons treaties), prohibit chemical and biological weapons (CBW treaties), and ban the deployment of WMD in Antarctica and outer space, and on the seabed (zonal treaties). Almost all of them came into being during the second half of the 20th century as a result of the convergence in the interests of the two nuclear superpowers, represented by the USA and the USSR, and the majority of the other states.

To be effective and legitimate, WMD treaties need be truly universal and involve ideally all sovereign states. However, they only hardly manage to reach this goal. Typically, a certain number of countries ratify a WMD treaty relatively quickly, others wait to ratify for a longer time, and some even do not become parties to it. For the example, the Biological Weapons Convention joined together more than 75% states only 31 years after its adoption, and at this moment, only 41% of states ratified the Seabed Treaty.

It is important to understand when states enter WMD treaties, and when they do so only with a considerable delay, or even stay outside a treaty. The neorealist theory of international relations would, in this regard, differentiate states on the basis of their security situations and capabilities. Those that face security threats and have the necessary capabilities to develop WMD should be more likely to keep their autonomy and postpone the ratification of WMD treaties. Those that are not confronted with security threats, or do not have the necessary capabilities, are more likely to join these treaties quickly. Several scholars used these ideas to explain the ratification of the most prominent WMD treaty, the Nuclear Non-Proliferation Treaty (NPT).

In my paper, I go beyond the NPT, seeking to explain what drives ratification decisions generally, in relation to all the categories of WMD treaties. I reconsider the costs and benefits from participation in the different categories of treaties, and formulate a new explanation for this participation. A statistical analysis that maps the ratification behaviour of 204 states during the years 1960-2022 confirms this explanation.

The findings of the paper show that there are four specific factors that determine propensity of states to commit to WMD treaties. First, the possession/pursuit of WMD delays participation in treaties that completely ban these weapons, or they testing (CBW treaties and the majority of nuclear weapons treaties). This finding has two non-trivial implications. The first of them is that by far not all states that live in insecure environments necessarily postpone the ratification of WMD treaties. At the same time, the majority of states that possess or pursue WMD do not immediately destroy them, or stop the effort to acquire them, once there is a new treaty that calls for it. They sometimes join such a treaty, but after a relatively long time.

Second, the attitudes of countries to the US-led, liberal hegemonic order influences their decisions on participation in nuclear weapons treaties. My findings show that when countries are satisfied with this order, they generally join nuclear weapons treaties quickly. This can be explained by the fact that the nuclear order, which most of these treaties support, is closely linked to the liberal hegemonic order. The preliminary data also shows that the countries that have critical views of the US-built order have been entering the recently adopted Treaty on the Prohibition of Nuclear Weapons, which, unlike other nuclear weapons treaties, challenges the hegemonic nuclear order, considerably more quickly than the states that are content with this order.

Third, economically developed states commit more quickly than less developed states to CBW treaties and zonal treaties. These treaties stipulate that states take necessary domestic legal and policy measures to regulate the use of biological and chemical materials, or set-up the basic rules for economic, scientific, and other activities taking place in Antarctica and outer space. The large biotechnological and chemical industries, and the resources needed for the exploration and exploitation of remote international spaces, increase the stakes that developed states have in the CBW and zonal treaties.

Fourth, the probability that a state will ratify any of the three categories of WMD treaties raises when a certain number of its regional peers joined it. When observing the positive ratification decisions of their peers, state representatives become more convinced that a given treaty represents a useful policy tool to strengthen national and international security. And they also react to the ratification decisions of their peers to act in line with the dominant preferences within their regional political community.

All these findings also imply that WMD treaties do not perform particularly well at identifying the states that comply with their provisions, simply because many countries join them with delays, or stay out of them, unless they have some benefits from participation. Due to this, these treaties do not work as ideal screening devices that would provide accurate information about states complying with the international rules on WMD. The lack of universal membership also limits their authority to provide legitimization to these rules.

Scholars suggested several ways that can ensure the widespread participation of states in WMD treaties and regimes. They argue that the most powerful states must act as leaders and provide incentives to smaller states, or that strong verification mechanisms must support treaties so that the participating states have information about the (non-)compliant behaviour. My paper identifies two additional important aspects. First, WMD treaties have a greater chance to reach a widespread membership if their functions provide substantial benefits to the different groups of states. Second, the existence of certain minimal numbers of states that support a WMD treaty in the individual world regions is another crucial precondition for its widespread ratification.

Jan Karlas is the author of “Explaining state participation in ten universal WMD treaties: A survival analysis of ratification decisions”, Contemporary Security Policy, which can be accessed here.

Promoting the “Rules-Based Order” through strategic narratives

In a new article, Rebecca Strating studies strategic narratives around the “Rules-Based Order” (RBO) in Asia-Specific. She studies three asymmetrical bilateral maritime disputes that involve the UK, India and Australia, and finds that RBO narratives constrained the behaviours of the states that adopt the term.

In November 2022 the United Kingdom’s Foreign Secretary James Cleverly announced that the UK would open negotiations with the Republic of Mauritius on the sovereignty of the Chagos Archipelago, a small group of atolls claimed by both states in the Indian Ocean.

This announcement indicated a reversal of UK policy. London had previously rejected Mauritian sovereignty claims and expressing its commitment to ceding sovereignty only when the Chagos islands were no longer required for its defence purposes. In 1966, the UK leased the biggest island – Diego Garcia – to the United States, where it set up its key military base in the Indian Ocean that was subsequently used in major US military operations. As the Indian Ocean is increasingly subject to strategic contestation, both the UK and US has viewed UK’s continuing sovereignty of Chagos Archipelago as important to countering the regional presence of the People’s Republic of China.

Given the strategic value of Diego Garcia to the UK and its relationship with the US, what explains the new government’s approach?

Mauritius and its supporters have engaged in a campaign based on strategic litigation and public diplomacy to put reputational pressure on the UK both domestically and internationally. This campaign has emphasised how the UK – by refusing to deal with the legacy of colonialisation in the Indian Ocean – was actively undermining the international ‘rules-based order’ (RBO) that it has sought to defend in its own strategic narratives.

This campaign has been long-running. In 2010, Mauritius initiated an arbitration under the United Nations Convention on the Law of the Sea (UNCLOS) protesting the UK’s declaration of a Marine Protected Area around Chagos islands. The UK initially responded by disputing the tribunal’s jurisdiction to hear the case. When the ruling largely fell in Mauritius’ favour, the UK interpreted its newly-defined legal responsibilities in a minimalist way.

In 2019, Mauritius asked the UN General Assembly to request an International Court of Justice (ICJ) advisory opinion on Chagos sovereignty in 2019, which UK narratives cast Mauritius as inappropriately ‘internationalising’ the bilateral dispute. The resultant ICJ advisory opinion rejected UK sovereignty over the Chagos Archipelago on the grounds that Mauritius’ decolonisation was not lawfully completed. The same year, the UN General Assembly voted in favour of strongly condemning British occupation of Chagos Islands, calling for complete decolonisation. In 2021, a Special Chamber in the Mauritius-Maldives maritime boundary dispute re-affirmed the ICJ’s advisory opinion as having legal effect.

Cumulatively, these legal rulings and the associated discourses around them has made it more difficult for the UK to defend its sovereign and maritime claims around the Chagos archipelago to an international audience, especially in light of its own RBO narratives.

This article uses the Chagos example as one case study to demonstrate how states can become ensnared in their own strategic narratives that are designed to compel emerging great powers to abide by existing norms and international law.

In the context of dramatic power shifts in Asia, regional allies and partners of the US such as the UK, Australia, Japan, and India, have adopted new ‘Indo-Pacific’ strategic narratives to stabilise, promote and defend their preferred vision of an RBO, one in which ostensibly all states – even global and authoritarian powers – comply with existing and commonly agreed upon standards of behaviour.

‘Indo-Pacific powers’ are particularly concerned about the revisionist intentions of China. Beijing’s maritime assertions in the South China Sea are the key example used to argue that China desires to ‘re-order the region’ by ‘bullying’ its smaller neighbours in maritime disputes and pursuing ‘unilateral changes to the status quo’ through coercive activities that violate or ignoring UNCLOS. Beijing’s rejection of the 2016 South China Sea Arbitral Tribunal ruling in the case initiated by Philippines – which found China’s ‘historic rights’ claim in the South China Sea inconsistent with international law – as a challenge to the prevailing RBO.

Yet, as these states encourage emerging powers to abide by the ‘rules’ in their strategic narratives, they can be held to the same standard in their own asymmetrical disputes. RBO narratives can promote greater state compliance with international law and norms, but this tends to be among states who adopt the narrative rather than its targets: emerging revisionist powers who violate, ignore, or seek to re-write international law.

The article compares the rhetoric and actions of three Indo-Pacific powers in asymmetrical bilateral maritime disputes: the Timor Sea United Nations Compulsory Conciliation between Australia and Timor-Leste, the Bay of Bengal Maritime Boundary Arbitration between India and Bangladesh, and the Chagos Island Marine Protected Area Arbitration between the UK and Mauritius.

In each case study, there is evidence that reputational concerns became as important – if not more so – than material considerations, although this played out in different ways across the case studies.

The bigger powers – Australia, India and the UK – came to interpret the disputes in the context of their overarching strategic interests and concerns about great power revisionism, particularly in maritime domains.

Ultimately, RBO narratives constrained the behaviours of the states that adopt the term. Adopters were compelled to take different approaches in their own maritime disputes with smaller powers to reduce the perceived inconsistencies between their RBO rhetoric and their actions. For states, this suggests that there are risks involved in invoking the RBO in their strategic narratives. In an increasingly contested region, reputation and credibility can play an important role in regional diplomacy as Indo-Pacific powers seek to persuade other states that the existing order is preferable to authoritarian alternatives. This produces positive affects for the legitimacy of international regimes such as UNCLOS even though it is not necessarily the intended outcome of Indo-Pacific states’ rhetorical strategies. The RBO, however, is less effective in changing the approaches of the primary disrupters, including authoritarian powers such as China and Russia.

Rebecca Strating is the author of “The rules-based order as rhetorical entrapment: Comparing maritime dispute resolution in the Indo-Pacific”, Contemporary Security Policy, which can be accessed here.

The EU’s PESCO initiative and differentiated cooperation in security and defence

In a recent article, Benjamin Martill and Carmen Gebhard seek to clarify the EU’s Permanent Structured Cooperation (PESCO) initiative in security and defence. They show that PESCO has been designed, through flexible forms of differentiated cooperation, to work around some of the perennial challenges of European defence. 

European security and defence issues have dominated the headlines of late, with Russia’s war in Ukraine having re-energised talk of Europe’s position in the global order and its actorness in the security domain.

But European security collaboration suffers from some perennial challenges that have yet to be overcome, even amidst the current conflict.

Member states hold different views on how best to respond to the crisis, and whether or not to prioritise negotiation and diplomacy (like France) or more active containment (such as Poland).

The EU’s institutional structures can work to exacerbate the impact of minor differences, because the unanimity requirement allows any individual member state to veto a common EU position or operation.

And the institutional architecture is complex, with a multitude of bilateral and multilateral initiatives and actors, overlap between the EU and NATO, and significant gaps in the membership of both organisations.

How can the EU become a more active security and defence player against this backdrop of institutional complexity and member state divergence? Given the current stakes, the question is an important one.

PESCO and the principle of differentiation

One solution can be found in the recent Permanent Structured Cooperation (PESCO) initiative, launched in 2017 as a way of allowing smaller groupings of member states to move forwards in security and defence initiatives.

Initially built into the Lisbon Treaty, PESCO remained dormant until the Brexit vote in June 2016 spurred soul searching in Brussels on Europe’s actorness and enabled further movement in the defence domain.

At the heart of PESCO is the idea of differentiation, the variegated application of Union policies across countries. While the selective membership aspect of PESCO received the most attention, differentiation in PESCO operates on multiple levels.

While previous examples of differentiation in security and defence, like the Danish opt-out, arguably rendered the policy area more complex, differentiation in PESCO – as we show in a recent study – has been shaped by the member states to adapt the initiative for the complex political and institutional environment of European defence.

Selectivity in membership

Initial designs on PESCO imagined a ‘vanguardist’ concept in which a small number of major defence players could agree on ambitious defence-industrial initiatives and establish a platform for joint operations. But this Anglo-French model was seen as problematic by some member states, especially Germany, which preferred a more inclusive design.

When PESCO launched in 2017 the agreed format was closer to Berlin’s preferences for an ‘inclusive’ design, with a far broader membership envisaged. In the end, 25 of the EU’s then 28 states signed up to PESCO, with neutral Malta, the soon-to-be departing UK and opt-out possessing Denmark the only countries not participating.

French designs on a more effective operational platform did not disappear, but were arguably resurrected in President Emmanuel Macron’s ‘European Intervention Initiative’ (EI2), which was sold as a more exclusive platform for major European defence actors.

Project-based clustering

One consequence of the move towards a more inclusive format was that PESCO was re-imagined as process rather than an end-point. Given the disparities between countries as defence actors, this motivated the adoption of a modular framework in which countries would participate in individual projects, each of which comprised clusters of member states.

The benefit of the modular approach was that it could calibrate the appropriate contributions of states and bring about (it was hoped) a productive division-of-labour based around individual specialisations, although it was acknowledged that modularity also risked a lowest common denominator outcome.

Since the first wave of projects was announced in March 2018, there have been a total of 60 projects in four rounds, covering a wide range of different defence sectors and activities, and varying in their intensity. Generally speaking, the fewer participants involved the more onerous the requirements, suggesting the modular format is providing for differentiation in the level of commitment.

Relationship with NATO

Concern existed among some Atlanticist member states, especially in Central and Eastern Europe, that PESCO would present a challenge to NATO’s defence role, since it represented an initial European incursion into the defence domain. Poland and Lithuania, both, expressed these fears in 2017 as discussions of PESCO were underway.

In response, those member states leading on the initiative – France, Germany, Italy, Spain – sought to reassure would-be participants both that PESCO projects would contribute to the Atlantic alliance through the development of member state capabilities, and that they would be put in service of the full spectrum of force.

Their ability to pledge underlying compatibility with NATO – thus ensuring a broad membership – was aided by the project-based approach, since projects like the Dutch-organised ‘Military Mobility’ promised to be of as much value to NATO as to the EU.

Third Country Participation

Whether or not non-EU countries could participate in PESCO projects was a major area of discussion in the years since its launch. With major defence actors like the US, UK and Norway outside the tent, some member states were concerned PESCO would lack credibility, or would risk becoming a protectionist measure for Franco-German defence-industrial interests.

On the other hand, external participation risked the autonomy of the EU initiative and raised the prospect of participation by Turkey and China, which some member states objected to.

The solution, agreed in October 2020, was to open PESCO for third country participation, on the basis of conformity with EU values, thus excluding countries of concern but allowing others to join projects where they could add significant value. The decision paved the way for the US, Canada and Norway to join the Military Mobility project in 2021, with UK accession agreed the following year.

The value of differentiation

As the PESCO example shows, differentiation in its multiple guises can be an effective means of navigating the institutional and political complexities of the European security landscape.

By allowing for non-participation by member states, providing a modular platform, contributing to EU and NATO goals, and allowing access to select third countries, PESCO has been designed to work around some of the perennial challenges of European defence.

In this respect, it offers a helpful example of how differentiation can be productively applied to security and defence issues, and the multiple forms such differentiation may take.

Benjamin Martill and Carmen Gebhard are the authors of “Combined differentiation in European defense: tailoring Permanent Structured Cooperation (PESCO) to strategic and political complexity”, Contemporary Security Policy, which can be accessed here.

Ukraine forum: call for abstracts

When Russia started its war against Ukraine, almost one year ago, it took many observers by surprise. As an academic journal, which is committed to provide policy-relevant analysis of contemporary security issues, we felt it was our duty to make our pages available to cover the war in Ukraine. We did so in a special forum on “War in Ukraine”, published in our July 2022 issue, which we considered as a first attempt at understanding this war and its immediate consequences.

We are now almost one year further and the war rages on. While there is much analysis on the war, as editors of Contemporary Security Policy, we are still missing some introspection in the academy. The war in Ukraine has highlighted that we got many things spectacularly wrong. We are therefore planning a second special forum on how the war has changed our understanding of security studies.

This is an open call and we welcome abstracts on this broader theme including on topics such as:

  • The revolution in military affairs (drones, cyber, etc)
  • Hybrid warfare as the new normal
  • Strategic studies and battleground tactics
  • Changing alliances and international cooperation
  • Domestic politics and international security
  • Ukrainian agency and Westsplaining
  • Eurocentrism and the global south
  • Any other topic of interest

Please send your initial idea (150 word abstract) and paper title to csp@nullmaastrichtuniversity.nl by 10 February 2023. From these abstracts we will make an initial selection. We would expect full papers by 30 April 2023, which will then be subject to peer-review. Please note that articles published in our special forums are shorter at around 5000 words including references.

We expect that all special forum papers address three points:

  • What was the consensus in the academic literature on topic X prior to the war in Ukraine?
  • What precisely did we get wrong (with empirical illustrations from the war in Ukraine)?
  • Why were we wrong on topic X? Because of dominant perspectives, our own biases, limited data?

Please note that as editors we are interested in first-person analysis. We want to know what we as a discipline or field of study got wrong, not why other colleagues were wrong. So no strawmen or blaming others; introspection and revisiting your own work is much encouraged.

Informal Groupings in EU Approach to Conflicts and Crises

EU foreign and security policy is often made by informal groups of member states rather than the EU institutions. In a new article, which is part of a special issue on differentiated cooperation in EU foreign policy, Maria Giulia Amadio Viceré studies these informal groups with respect to the cases of Kosovo, Libya, and Syria.

Informal groupings of member states are not a novelty in EU foreign policy. In the past, these groupings were generally conceived as attempts to solve the shortcomings of the collective logic on which EC/EU foreign policy was based and the ensuing lack of unified leadership. After decades of progressive Europeanisation, the Lisbon Treaty should have not only further centralised member states’ foreign policies but also filled this leadership vacuum through the new High Representative of the Union for Foreign Affairs and Security Policy.

Nevertheless, informal groupings continued to steer EU approach to conflicts and crises, often by interacting with non-EU actors in institutionalised international cooperation settings without receiving a formal mandate from EU institutions and/or the other member states. How can we explain their emergence and various types in EU foreign policy?

The informal groupings considered are phenomena typical of the EU. In federal regimes and in international organizations alike, it has become a common practice for ad hoc coalitions of states to informally engage in differentiated efforts in international affairs. Nevertheless, these subnational actors do not generally engage in international settings dealing with matters under the exclusive jurisdiction of central governments, namely security-related issues.

At the same time, these informal groupings do not simply derive from the existence of overlapping international organizations in international security arrangements. They have a level of embeddedness in the EU formal institutional framework which is unprecedented in the interaction between ad hoc military coalitions and international/regional organisations. Moreover, member states participating in these informal groupings generally commit time and effort to sustaining EU policies on specific foreign policy issues in addition to those already devised by other member states and the EU as a whole.

These groups are not simply implementing branches of pre-determined EU policies. They often support, if not lead, the preparation, drawing up and evaluation of relevant EU policies on specific dossiers. Lastly, while national governments generally use ad hoc military coalitions for their immediate responses to imminent conflicts and crises, the informal groupings considered are persistent over time, as is epitomised by the informal group which has been participating in the Quint ever since 1994.

Nonetheless, to date, there is no systematic knowledge about informal groupings in EU foreign policy. Understanding their emergence and significance for EU foreign policy is particularly relevant in an international system marred by hard security concerns. This is even more so if one considers that external crises and conflicts are becoming increasingly multifaceted and transnational, and hence less solvable by EU member states individually.

My article argues that the emergence of informal groupings can be ascribed to conflicts among EU member states and the weakness of EU capacity for responding to conflicts and crises. At the same time, the article claims that the combination between the level of conflict intensity among EU member states and the EU level of capacity over time and across policy issues determines the development of specific informal groupings, and hence of specific manifestations of differentiation in relation to EU foreign policy. Kosovo, Libya and Syria represent three typical cases of the emergence and various manifestations of informal groupings.

Indeed, the Western Balkans’ Berlin Process and the P3+2 format in Libya indicate that when the member states generally agreed on a collective effort but lacked the capacities to address a specific policy issue, informal groupings have complemented the EU activities in international cooperation settings. While generating instances of combinative differentiation, they tempered the lack of effective policy co-ordination marring EU foreign policy.

At the same time, the Quint, the Berlin Process on Libya, and the International Syria Support Group show that when a high level of conflict intensity within the EU coupled with a high level of capacity, informal groupings manifested themselves as instances of cooperative differentiation in EU foreign policy. Nonetheless, when high intensity conflicts among EU member states have occurred and the EU has lacked the capacities to address specific issues, informal groupings have essentially replaced EU formal institutions. The Contact Group, the Friends of Libya Group and the Friends of Syria Group demonstrate that these groupings gave rise to forms of competitive differentiation within EU foreign policy.

One may wonder whether over time member states’ preferences for informal groups might reverse the progressive trend of centralisation of their foreign policies in the European integration process. As the informal groupings considered are an unprecedented phenomenon in both federal regimes and international organization, they inevitably raise an important theoretical challenge for the European integration of core state powers.

At first sight, these groupings seem to be positive devices rendering EU foreign policy more efficient and hence strengthening the EU stance in the international arena. Indeed, these distinctive patterns of interaction among member states may make EU foreign policy decision-making processes quicker and increase the likelihood that member states will devote their resources to achieving EU objectives in international politics.

Nonetheless, they cannot be considered a panacea for the urgent need to reform EU governance. Not only can informal groupings as they stand serve only short-term purposes but they are likely to sustain governance action in multiple segmented patterns thus hampering the overall consistency of EU foreign policy. In addition,  informal groupings are likely to decrease the already limited legitimacy of EU foreign policy. In fact, although their activities also have externalities on member states that are excluded from them, informal groupings lack mechanisms to ensure their accountability.

Maria Giulia Amadio Viceré is Marie Skłodowska-Curie Fellow at the Robert Schuman Centre for Advanced Studies at the European University Institute (EUI). She is the author of ‘Informal groupings as types of differentiated cooperation in EU foreign policy: the cases of Kosovo, Libya, and Syria’, which is available here.

How Putin’s Increasingly Risky Decisions Shape Russia’s Wars

When invading Ukraine in early 2022, the Putin regime failed in its goals, predictably facing massive Ukrainian and Western resistance. Did the regime simply miscalculate or is it also becoming more accepting of risk? Confirming the latter, a recent article by Jonas J. Driedger shows how increasing risk acceptance has significantly shaped Russia’s offensive wars since the mid-2000s.

When Russia invaded Ukraine in early 2022, it went up against a much more formidable opponent than in 2014, when Russia had annexed Crimea and started its semi-covert war in Donbass. Back then, Ukraine had been in political turmoil, its armed forces were poorly trained and ill-equipped, virtually nobody outside the Kremlin had expected the attack, and the West struggled to respond to the speed of events.

But in 2022, Ukrainian society was united and staunchly patriotic, its armed forces well-trained and ready, and the West had threatened massive retaliation months before the invasion took place. This different reality in 2022 was easily observable and could be corroborated by a wide array of publicly available information.

So why did the Putin regime decide to attack anyway?

In a recent article Jonas J. Driedger uncovers a key component of the Russian decision: By 2022, the Russian elite had become much more willing than it previously had to accept risks for itself, the Russian state, and for Russian society. In other words: Putin and those around him are observably becoming more reckless, and this process has been going on for a while.

For example, in 2022, Russia did not seek a credible pretext, broke international agreements and predictably faced a committed international backlash from the West.

Back in 2008, Russia also invaded another neighboring state, Georgia. But it only did so after Georgian troops had shelled secessionist territory. As there were Russian troops stationed there, Russia used this attack to claim both self-defense and humanitarian intervention, minimizing international backlash following the invasion.

The Russian regime also risked much more domestic backlash in 2022 than before.

In 2022, Russia unleashed an all-out invasion with massed troops, broadcasting the event to its own population, even though polling before the invasion had shown that Russians were worried about the fates of their loved ones in the case of a war with Ukraine.

This was not the case in 2014, where the regime denied use of Russian troops and annexed Crimea through an incremental operation, allowing the regime to avoid casualties and perceptions among Russians that it had tried and failed in a military operation.

Lastly, in 2022, the regime was also more willing to accept the risk of getting bogged down in the conflict, publicly announcing that the invasion would “de-militarize” and “de-nazify” Ukraine. Committing to the goal of all-out military victory, it became entangled in a grueling war of attrition.

In sharp contrast, in 2014 the regime undertook various measures so that it would not face exactly such a scenario during the Donbass War. By outright denying its role, using secret service personnel, mercenaries, criminals, and troops without uniforms, Russia was in a much better position to change plans if the situation called for it. In 2022, when facing staunch Ukrainian resistance, the regime did not double down. Rather, it wound down its goal of a pro-Russian “New Russia” (Новороссия) on Ukrainian territory, opting to exert influence through the much smaller pseudo-independent “People’s Republics” in Donbass and Luhansk.

All these findings flow from an analysis of all military operations that the Putin regime has undertaken against other states, zeroing in on observable trade-offs between risks and war-related goals using congruence and comparative analysis on policy documents, speeches, expert literature, and various interviews with Russian, Ukrainian, and Western policymakers. The article also checks for the role of miscalculation by juxtaposing relevant information available to Russian decisionmakers with the design of the operations, concluding that the finding of increased risk acceptance is robust.

The article also contributes to other areas of research. First, it provides a template to engage and measure risk acceptance in other cases, contributing to the explanation of other historically crucial cases and the further development of theories on the various interlinkages between risk acceptance and war onset. Second, the article questions the widely held assumption that risk acceptance is a historically rare and thus theoretically negligible factor. Third, the findings tentatively corroborate arguments based on prospect theory, which stipulate that leaders are biased toward recouping or avoiding perceived losses, driving both risk acceptance and war decisions. Indeed, the Putin regime waged all of its four offensive interstate operations against neighboring states that were seemingly shifting allegiances to the West.

Various findings of the article are relevant for policymaking vis-à-vis Russia. As the article finds that the regime’s risk acceptance has grown since the mid and late 2000s, the article cautions against a sole reliance on short-term, leader-specific factors and corroborates the significance of long-term developments, such as the role of increasingly autocratic institutions within Russia, or that of growing ties between Russia’s neighbors and US-led institutions, such as NATO.

However, on a cautiously optimistic note, the article also finds even the 2022 invasion still evinces limits of Russian risk acceptance. Albeit ineffectively, the Russian regime accepted trade-offs that jeopardized apparent war goals, for example, by using fewer troops than were warranted to placate anti-draft sentiments within Russian society. Additionally, while the regime has accepted further risks during the war through the unpopular partial mobilization of late-2022, the data suggests that the Russian regime can still be deterred or possibly also bargained with.

Jonas J. Driedger is the author of “Risk acceptance and offensive war: The case of Russia under the Putin regime”, Contemporary Security Policy, which can be accessed here.

Public Use of Intelligence in Strategic Perspective

In a new article, Ofek Riemer and Daniel Sobelman study how the public use of intelligence increasingly serves strategic purposes. Disclosing intelligence poses a number of risks, which makes this trend all the more remarkable.

One of the most intriguing aspects of the ongoing war between Russia and Ukraine has been the systematic intelligence revelations of otherwise highly classified intelligence regarding Moscow’s military plans. Both in the run-up to Russia’s invasion of Ukraine and in the months that followed, Western intelligence revelations have been unusual in their frequency, quantity and quality.

Thus, nearly two decades after the historic intelligence debacle in Iraq, the United States and Britain have been accurate in their intelligence assessments and data regarding Russia’s designs for Ukraine. The two countries have been remarkably open and specific in their intelligence revelations. These recent intelligence revelations received considerable international attention, in large part because unlike in Iraq, they actually proved to be accurate. While the scope and granularity of these intelligence revelations may have been unprecedented, the publicization of classified intelligence data is appears to be increasingly prevalent in international affairs.

This fact notwithstanding, the authorized disclosure of solid intelligence for strategic ends—as opposed to unauthorized leaks, the use of dubious intelligence, or intelligence revelation in the service of domestic-political purposes—remains understudied. The stream of Western intelligence exposures regarding Russia’s war in Ukraine is an opportunity to cast light on the “legitimate” employment of genuine and solid intelligence as a strategic instrument in international relations. When governments reveal, or threaten to reveal, intelligence in a purposeful effort to change the strategic calculations of other actors and make them act contrary to their original preferences, they engage in a strategy that we define and conceptualize as “coercive disclosure.”

The revelation of intelligence is counter-intuitive and often resented by intelligence practitioners. After all, intelligence is intuitively perceived as an asset that must be carefully guarded to provide its possessor with a comparative advantage if conflict breaks out. To make matters worse, intelligence disclosure runs the risk of compromising one’s resources and methods, potentially placing it at a disadvantage if conflict indeed breaks out. Yet intelligence disclosure is prevalent in international politics. For instance, for over a decade now, Israel has been almost systematically revealing top secret intelligence information about Hezbollah’s deployment in Lebanon. This would have been unthinkable in the past, but in today’s hyper-mediatized environment, the rules of the game seem to have changed.

The strategic use of intelligence ultimately represents actors’ perennial quest for leverage in international politics. In this respect, intelligence is essentially analogous to more traditional resources and assets that states employ to impact the strategic calculations of other actors. In other words, similar to the way in which a state can be vulnerable to another actor’s superior military or economic prowess, one can find itself vulnerable to another actor’s superior intelligence capabilities and penetration, and hence to strategic manipulation.

In this regard, it bears remembering that all actors have secrets: international politics entail compromises between one’s public image, commitments, and stated ideology, on the one hand, and one’s political interests and constraints, on the other hand. This basic feature of international politics renders actors vulnerable to manipulation. On top of that, some actors secretly engage in particularly egregious acts whose revelation could land them in serious trouble. In such cases, governments that have gained unique visibility into their opponents’ secrets can harness their intelligence in the service of influence and coercion.

Flowing from this, we argue that states can, and do, employ genuinely credible intelligence—as opposed to distorted, dubious, and erroneous intelligence—as a coercive weapon. That is, states employ their intelligence and visibility into others’ secrets in a deliberate effort to reshape their strategic calculations and constraints, without having to resort to armed force. Additionally, intelligence disclosure can be used to mobilize domestic and international audiences and make others align with a certain narrative and alter their policies accordingly. Put differently, the public revelation of intelligence could result in third-party pressure on the target of coercion.

Thus, intelligence disclosures carry the potential of preventing opponents from realizing strategic and operational goals, by disrupting their operations and by otherwise forcing them to divert resources and adjust to the fact that their secrets had been openly exposed. It can also bring indirect pressure on targets by mobilizing domestic constituencies, and it could enable the discloser to shape a coherent narrative and frame its opponents’ behavior in a certain manner.

To demonstrate the workings of coercive disclosure we investigated two recent cases in which governments purposefully leveraged solid intelligence in order to coerce opponents into shifting their policies. The first case was Saudi Arabia’s gruesome assassination of Saudi dissident and Washington Post columnist Jamal Khashoggi, in 2018, inside the Saudi consulate in Istanbul. Khashoggi’s assassination made international headlines not because a journalist had been murdered in a premeditated fashion, but because the Turkish authorities possessed incriminating graphic intelligence, which, among other things, linked the Saudi Royal Court to the assassination. Such undeniable intelligence included visual evidence and audio recording of the preparations and actual implementation of the killing.

Absent such intelligence, Riyadh would have likely adhered to its initial claim that Khashoggi had left the consulate building unharmed—a claim that U.S. President Donald Trump seemed eager to accept. Leveraging its evidence, Ankara gradually coerced Saudi Arabia and President Trump to acknowledge (most of) the truth. By constantly signaling that it held further intelligence in reserve, Ankara gradually and repeatedly forced Riyadh to abandon its initial denials. Rather than simply revealing its intelligence, it turned it into coercive leverage, thereby bringing pressure on Saudi Arabia directly, but also indirectly through the United States, whose president sought to bring the affair to a quick closure.

The second episode involving coercive disclosure pertains to Israel’s still-ongoing efforts, which began in 2017, to force Hezbollah to abandon its efforts to manufacture precision-guided missiles in Lebanon. To bring international, but especially domestic pressure on Hezbollah, Israel repeatedly resorted to the publicization of high-resolution intelligence on the deployment of Hezbollah’s “precision project.” Israel used high-profile international forums, such as the United Nations General Assembly, to disclose the whereabouts of secret workshops and facilities, in an effort to bring third-party pressure on the group and disrupt its operations.

Ofek Riemer and Daniel Sobelman are the authors of “Coercive disclosure: The weaponization of public intelligence revelation in international relations”, Contemporary Security Policy, which can be accessed here.

Shortlist 2023 Bernard Brodie Prize

Bernard Brodie lecturing, by Walter Sanders for Life Magazine, September 1946
Bernard Brodie lecturing, by Walter Sanders for Life Magazine, September 1946

Contemporary Security Policy awards the Bernard Brodie Prize annually to the author of an outstanding article published in the journal the previous year. The award is named for Dr. Bernard Brodie (1918-1978), author of The Absolute Weapon (1946), Strategy in the Missile Age (1958) and War and Strategy (1973), establishing ideas that remain at the centre of security debates to this day. One of the first analysts to cross between official and academic environments, he pioneered the model of civilian influence that CSP represents.

It is a great pleasure to announce the shortlist of the 2023 Bernard Brodie Prize:

The shortlist has been put together by the editors. The Bernard Brodie Prize will be awarded by a jury from the CSP editorial board.

Back to the Future? UN peacebuilding in a Multipolar World Order

In the current international environment characterized by multipolarity and rising geopolitical competition, what role the United Nations (UN) can play in peacebuilding? In a new article, Fanny Badache, Sara Hellmüller and Bilal Salaymeh try to provide some answers and uncover the role of the UN in a multipolar world order.

Peacebuilding is the flagship activity of the United Nations (UN). It was defined by Boutros Boutros-Ghali – former Secretary-General – in his ‘Agenda for Peace’ as the “action to identify and support structures which will tend to strengthen and solidify peace”. As of October 2022, the UN deploys 12 peacekeeping operations led by the Department of Peace Operations and 24 field missions led by the Department of Political and Peacebuilding Affairs (special envoys and special political missions).

The mandate that member states confer to the UN determines its peacebuilding approach. In our article, we examine what major powers see as the role of the UN in peacebuilding. We analyze peace-related speeches at the UN Security Council from 1991 to 2020 by three types of actors: France, UK, and US as western permanent members; China and Russia as non-western permanent members; and Brazil, South Africa, and Turkey as non-western non-permanent members.

To examine the role conferred to the UN, we distinguish between conflict management and conflict resolution. We then analyze both the types of tasks the UN is legitimized to carry out as well as the approach through which it should carry out these tasks. In conflict management, the main tasks of the UN are to help the parties find a settlement and to monitor that settlement once it is reached in view of stabilizing the situation. The main approach to peacebuilding is state-centric in that it should strictly uphold the sovereignty and consent of the host state. On the other hand, in conflict resolution, the main tasks of the UN are to support wide-ranging peacebuilding programs addressing the root causes of conflict in view of building a long-term positive peace. The main approach to peacebuilding takes a societal rather than a state focus. While the idea is still to work with the respective governments, it also foresees an important role for other actors, such as civil society.

What tasks for the UN in peacebuilding?

We found that UN member states differ in terms of their conceptions of the peacebuilding tasks the UN should engage in. France, the UK, and the US see the UN’s role in conflict resolution tasks that overlap with a liberal peacebuilding approach, such as democratization, good governance, and human rights promotion. China and Russia mostly stress conflict management tasks, such as finding a political settlement, demilitarization and demining. While they sometimes mention conflict resolution tasks, they underline more “value-neutral” areas, such as economic reconstruction, security sector reform, and rule of law. Among the rising powers, South Africa is the only one who refers more often to conflict resolution tasks (in particular rule of law and reconciliation). Brazil and Turkey mostly refer to conflict management tasks, in particular the provision of good offices to stabilize the security situation.

Despite these differences in countries’ conceptions of the UN’s role, we can see that some peacebuilding tasks such as mediation, security sector reform, and fostering the rule of law are underscored by both traditional and rising powers. These tasks could thus constitute the common denominator for future UN peacebuilding efforts.

What approach of the UN in peacebuilding?

The main fault line among the member states studied rests in their conception of the UN’s approach to peacebuilding. France, the UK, and the US underscore a conflict resolution approach which consists of working with governments, but also societal groups. To the contrary, China and Russia constantly underline that peacebuilding activities (whatever they are) should be done in cooperation with national authorities only and in full respect of state sovereignty and the principle of non-interference. As regards to rising powers, their discourse on the approach is more nuanced. Like Western powers, they advocate for the UN to work with local communities and civil society actors beyond governmental actors. Yet, at the same time, similar to China and Russia, they insist on the need to foster national ownership in the peacebuilding process by building national capacities. Their narrative is particularly centered on the need to avoid dependency (and conditionality) upon international aid and to adopt context-specific approaches.

Conclusion

So, what kind of UN peacebuilding are we likely to see in a multipolar world order? Our research shows that states see a role for the UN in terms of tasks beyond mere conflict management as long as it is conducted with the respect of national sovereignty and in cooperation with state authorities. We can thus expect that future debates in the UN Security Council will be more about the extent to which peace interventions are intrusive in states’ internal affairs and prescriptive in terms of values and norms they promote. We thus concur with other scholars that it is likely that the UN will engage less in multidimensional peacebuilding endeavors and concentrate its efforts on managing conflicts through more focused missions. In a sense, it is possible that “the future of peacebuilding is its past”.

Fanny Badache, Sara Hellmüller and Bilal Salaymeh work at the Geneva Graduate Institute in Switzerland. They are the authors of “Conflict management or conflict resolution: how do major powers conceive the role of the United Nations in peacebuilding?”, Contemporary Security Policy, which can be accessed here.

Changes to the Editorial Board

Contemporary Security Policy has an active Editorial Board, which reflects its aims and scope and its worldwide audience. The membership of the Editorial Board is updated on an annual basis to capture emerging research agendas and to give new colleagues the opportunity to contribute to the development of the journal. We have made a number of changes to the Editorial Board.

First of all, Christian Enemark, Stephanie Hofmann, Maria Mälksoo, Rajesh Rajagopalan, and Michael E. Smith have decided to step down from the Editorial Board. They have all been long-standing members of the Editorial Board and have made valuable contributions to the journal by reviewing articles, serving on the jury of the Bernard Brodie Prize, and by providing overall guidance to us as editors. They also provided strong expertise on topics central to the aims and objectives of the journal. We want to thank them for their service. Their expertise and experience as leading scholars will be missed.

It is also time to welcome new colleagues. To reflect the development of the journal, we have invited three new colleagues to join the Editorial Board. These are highly qualified scholars, from a variety of countries, who bring along exciting new expertise. All of them share a commitment to high quality publishing in peer-reviewed journals. They are also dedicated in terms of policy impact and outreach.

The new colleagues on the Editorial Board are:

  • Stephen Herzog (ETH Zurich, Switzerland)
  • Chin-Hao Huang (Yale-NUS College, Singapore)
  • Anne-Kathrin Kreft (University of Oslo, Norway)

The Editorial Board will continue to be updated in the future.